Client updates / Financial Regulation

ISA – New Obligations for Foreign Brokerage Service Providers

13 December 2022 / Barnea

The Israel Securities Authority’s (ISA) new draft amendment to the general permit to offer foreign brokerage services in Israel proposes to obligate permit holders to supervise the activities of marketers on their behalf. For example, permit holders must carry out due diligence examinations of marketers.

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Categories: Capital Markets | Capital Markets Regulation | Compliance | Regulation

Israel Securities Authority Moving to Reduce Insurance Costs for License Holders

3 February 2020 / Barnea

In an attempt to reduce insurance costs for License Holders, the Israel Securities Authority (ISA) has recently implemented several changes.

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Categories: Capital Markets | Financial Institutions

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Client updates / Financial Regulation