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Capital Markets / Enforcement

The enforcement team in our firm’s Capital Markets Department guides a variety of clients from the economic arena through complex encounters with regulatory authorities, advising on regulations and the changing requirements in the turbulent securities field.

Barnea’s skilled legal team – headed by Dr. Zvi Gabbay, formerly the head of enforcement and a member of the Israel Securities Authority’s management, and an attorney with more than 20 years of experience in financial regulation and enforcement – offers extensive experience in providing legal advice on a spectrum of issues. Inter alia, the team aids clients in formulating internal enforcement programs and implementing procedures, provides advice and guidance during investigations, assists during internal investigations, and represents clients during administrative and criminal enforcement proceedings on a variety of matters, including money laundering, fraud, insider trading, antitrust offenses, financial reporting failures, and more.

The team represents corporations and officers throughout all stages of proceedings before the various law enforcement authorities. Our services encompass providing advice during the investigation stages, managing communications with law enforcement authorities, serving as counsel during pre-indictment hearings and hearings before the various courts, and more. In addition, our legal team possesses extensive and unique experience in managing exceptionally large-scale document disclosure proceedings.

The firm’s lawyers also boast certification from and experience in providing representation and legal services in numerous jurisdictions, particularly the United States.

Our clients, which include corporations, hedge funds, banks, directors, compliance officers, and other functionaries, benefit from the vast experience of our entire team and from the close collaboration between the firm’s enforcement team and its litigation and white-collar teams. Clients also enjoy our forward-looking proactive approach to complex issues in the capital market.

 

Back to Capital Markets

News and updates - Capital Markets / Enforcement:


June 8, 2022

“The Rules of the ESG Game Have Changed” – Zvi Gabbay Column in TheMarker

USD 1.5 million fines, preliminary administrative proceedings, dramatic resignations—growing enforcement on ESG issues is becoming a bigger trend. Who should be preparing for this change and how will it affect Israeli companies?

June 1, 2022

Insider Information: Investor Relations Forum Event at Barnea

Our firm hosted Zvi Rabin and members of the Investor Relations Forum to discuss insider trading. Dr. Zvi Gabbay lectured on the characteristics of the crime, how the Israel Securities Authority handles such offenses, and the importance of obtaining professional legal assistance.

Capital Markets / Enforcement

The enforcement team in our firm’s Capital Markets Department guides a variety of clients from the economic arena through complex encounters with regulatory authorities, advising on regulations and the changing requirements in the turbulent securities field.

Barnea’s skilled legal team – headed by Dr. Zvi Gabbay, formerly the head of enforcement and a member of the Israel Securities Authority’s management, and an attorney with more than 20 years of experience in financial regulation and enforcement – offers extensive experience in providing legal advice on a spectrum of issues. Inter alia, the team aids clients in formulating internal enforcement programs and implementing procedures, provides advice and guidance during investigations, assists during internal investigations, and represents clients during administrative and criminal enforcement proceedings on a variety of matters, including money laundering, fraud, insider trading, antitrust offenses, financial reporting failures, and more.

The team represents corporations and officers throughout all stages of proceedings before the various law enforcement authorities. Our services encompass providing advice during the investigation stages, managing communications with law enforcement authorities, serving as counsel during pre-indictment hearings and hearings before the various courts, and more. In addition, our legal team possesses extensive and unique experience in managing exceptionally large-scale document disclosure proceedings.

The firm’s lawyers also boast certification from and experience in providing representation and legal services in numerous jurisdictions, particularly the United States.

Our clients, which include corporations, hedge funds, banks, directors, compliance officers, and other functionaries, benefit from the vast experience of our entire team and from the close collaboration between the firm’s enforcement team and its litigation and white-collar teams. Clients also enjoy our forward-looking proactive approach to complex issues in the capital market.

 

Back to Capital Markets

P. Banking & Finance, Capital Markets, FinTech, Regulation

News and updates - Capital Markets:


June 8, 2022

“The Rules of the ESG Game Have Changed” – Zvi Gabbay Column in TheMarker

USD 1.5 million fines, preliminary administrative proceedings, dramatic resignations—growing enforcement on ESG issues is becoming a bigger trend. Who should be preparing for this change and how will it affect Israeli companies?

June 1, 2022

Insider Information: Investor Relations Forum Event at Barnea

Our firm hosted Zvi Rabin and members of the Investor Relations Forum to discuss insider trading. Dr. Zvi Gabbay lectured on the characteristics of the crime, how the Israel Securities Authority handles such offenses, and the importance of obtaining professional legal assistance.

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