Client updates / Foreign Brokerage

ISA – New Obligations for Foreign Brokerage Service Providers

13 December 2022 / Michal Koren

The Israel Securities Authority’s (ISA) new draft amendment to the general permit to offer foreign brokerage services in Israel proposes to obligate permit holders to supervise the activities of marketers on their behalf. For example, permit holders must carry out due diligence examinations of marketers.

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Categories: Capital Markets | Capital Markets Regulation | Compliance | Regulation

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Client updates / Foreign Brokerage