Client updates / ISA

Bill to Amend the Investment Advice Law to Allow General Investment Advice without a License

18 July 2019 / Barnea

The Israel Securities Authority recently published a draft bill for the Regulation of Investment Advice, Investment Marketing and Investment Portfolio Management Law. The purpose of the bill is to regulate the area of of general investment advice services and to allow those services without the need for an advice license, while still meeting some requirements.

See full article >

Categories: Capital Markets | Financial Institutions

Israel Securities Authority Demands Being Granted Authority to Supervise Underwriters and Distributors

17 July 2019 / Barnea

The Israel Securities Authority (ISA) recently published a proposal for amending the Securities Law as to the supervision of underwriters and distributors.

See full article >

Categories: Capital Markets

Companies Seeking to Provide Brokerage Services are Required to File a Permit Application by May 30, 2019

16 April 2019 / Barnea

Applicants who submit a permit application on or before May 30, 2019, may continue to offer brokerage under the previous ISA regime until receiving a decision on their application.

See full article >

Categories: Capital Markets | Financial Regulation

Search by Practice

Client updates / ISA